Best Investors Account Sign in

Walter Franklin Greenwald

LPl Financial LLC

Gastonia, NC

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-03-06
NC RA APPROVED 2025-03-06
SC RA APPROVED 2025-03-06
  • NJ RA
    APPROVED
    Since 2025-03-06
  • NC RA
    APPROVED
    Since 2025-03-06
  • SC RA
    APPROVED
    Since 2025-03-06

Branch Locations

3434 South New Hope Road Suite B, Gastonia, NC 28056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center Inc. Gastonia PA 07/2010 03/2025
Ic Advisory Services Inc Gastonia NC 07/2010 03/2025
Lpl Financial Llc Maryville TN 03/2025 Present
  • 07/2010 → 03/2025
    The Investment Center Inc.
    Gastonia, PA
  • 07/2010 → 03/2025
    Ic Advisory Services Inc
    Gastonia, NC
  • 03/2025 → Present
    Maryville, TN
Previous Registrations
  • 2010-07-20 → 2025-03-06
    Ic Advisory Services, Inc.
    Gastonia, NC
    Bedminster, NJ
  • 2003-03-07 → 2010-07-20
    Next Financial Group, Inc.
    Charlotte, NC
    Indian Trail, NC
    Gastonia, NC
  • 2001-12-31 → 2003-03-11
    Ffp Advisory Services Inc
    Gastonia, NC
Other Businesses

1) 12/24/2024 - Frist financial investment associates- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 12/24/2024- 160 Hours Per Month- 160 Hours During Trading. 2) 08/25/2025 - Atlantic coast life - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start date:08/15/2025 - 2 Hrs/Mth - 2 Hrs During Trading. 3) 11/25/2025-Illinois Mutual-Non-Variable Insurance-Inv Related-At Peoria, IL-Start date 11/14/2025-1hrs/mth-1hrs/mth during trading 4) 12/31/2025 - family benefit life - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/15/2025 - 1 hour per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-10-13
S63 Uniform Securities Agent State Law Examination 1988-03-01
  • S65 Uniform Investment Adviser Law Examination
    1993-10-13
  • S63 Uniform Securities Agent State Law Examination
    1988-03-01
Other Names
  • Walt Greenwald

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Gastonia, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor