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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-06 |
| NC | RA | APPROVED | 2025-03-06 |
| SC | RA | APPROVED | 2025-03-06 |
Branch Locations
3434 South New Hope Road Suite B, Gastonia, NC 28056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center Inc. | Gastonia | PA | 07/2010 | 03/2025 |
| Ic Advisory Services Inc | Gastonia | NC | 07/2010 | 03/2025 |
| Lpl Financial Llc | Maryville | TN | 03/2025 | Present |
1) 12/24/2024 - Frist financial investment associates- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 12/24/2024- 160 Hours Per Month- 160 Hours During Trading. 2) 08/25/2025 - Atlantic coast life - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start date:08/15/2025 - 2 Hrs/Mth - 2 Hrs During Trading. 3) 11/25/2025-Illinois Mutual-Non-Variable Insurance-Inv Related-At Peoria, IL-Start date 11/14/2025-1hrs/mth-1hrs/mth during trading 4) 12/31/2025 - family benefit life - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/15/2025 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-01 |
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