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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2020-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | San Antonio | TX | 09/2015 | 09/2018 |
| Ameriprise Financial Services, Inc | Cleveland | GA | 06/2018 | 10/2020 |
| Lpl Financial Llc | Blairsville | GA | 11/2020 | Present |
| River City Bank | Blairsville | GA | 11/2020 | Present |
1)11/24/2020 - RCB Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2020 2)11/24/2020 - River City Bank - Financial Institution Duty - inv rel - at reported business location(s) - start: 10/2020 - 160 hr/mth 3) 2/23/2021 - RCB Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/22/2021 - 8 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-22 |
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