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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-08
WA RA APPROVED 2016-04-06
  • TX RA
    APPROVED_RES
    Since 2024-07-08
  • WA RA
    APPROVED
    Since 2016-04-06

Branch Locations

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

Wilsonville, OR • United States

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Portland State University Portland OR 11/2009 Present
Ubs Financial Services Seattle WA 02/2016 Present
  • 11/2009 → Present
    Portland State University
    Portland, OR
  • 02/2016 → Present
    Ubs Financial Services
    Seattle, WA
Previous Registrations
Other Businesses

Long Live The Kings; 1326 5th Ave, Seattle, WA 98101; Charity; Science-based salmon population preservation; Member of Board of directors; Treasurer - member of finance and audit committees.; Start date: 12/31/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-27
  • S66 Uniform Combined State Law Examination
    2015-06-27

View on SEC IAPD

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