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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-01-24 |
| AZ | RA | APPROVED | 2018-07-17 |
| DE | RA | APPROVED | 2018-01-09 |
| NJ | RA | APPROVED | 2018-01-08 |
| OH | RA | APPROVED | 2018-01-02 |
| GA | RA | APPROVED | 2017-11-03 |
| PA | RA | APPROVED | 2015-04-17 |
Branch Locations
1600 Medical Drive, Pottstown, PA 19464 • United States
173 Holly Road, Gilbertsville, PA 19525 • United States
6591 Perkiomen Ave, Birdsboro, PA 19508 • United States
1500 Ethan Drive, Wyomissing, PA 19610 • United States
100 Diamond Way, Royersford, PA 19468 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Diamond Credit Union | Pottstown | PA | 12/2013 | Present |
| Lpl Financial Llc | Pottstown | PA | 04/2015 | Present |
| Pfg Advisors | Peoria | AZ | 09/2016 | 10/2018 |
(1) 4/17/2015: Diamond Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (2) 5/2/2016: Diamond Credit Union - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Start 04/22/2016 - 1 Hours Per Month - Specific job title is the designated licensed producer. The credit union has an entity license that covers P&C and to be in compliance each program need an individual to be licensed in P&C.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-03 |
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