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1753 S. West Avenue, Freeport, IL 61032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-15 |
| IL | RA | APPROVED | 2025-08-22 |
| WI | RA | APPROVED | 2025-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regal Investment Advisors, Llc | Kentwood | MI | 05/2019 | 09/2025 |
| Lucas Group Cpas + Advisors, Llc | Freeport | IL | 09/2010 | Present |
| Lucas Group Financial Advisors, Inc. | Freeport | IL | 11/2013 | 12/2019 |
| Lucas Group Financial Advisors, Llc | Freeport | IL | 08/2025 | Present |
| Regulus Financial Group, Llc | Kentwood | MI | 10/2019 | 08/2025 |
1) CPA - Lucas Groups CPA+ Advisors, LLC. Located at 1617 Temple Lane, Rockford, IL and 1753 S. West Ave., Freeport, IL. Not investment related. Title: Partner. Started on 9/1/2010. Public accounting and management firm. Devotes approx. 175 hours per month. 2) Board Member of Parkview Homes NFP. Located at 1234 S Park Blvd, Freeport, IL. This is not investment related. Started on 9/1/2013. This is a non-profit board. He attends meetings and offers opinions on policies. Devotes approx. 2 hours per month. 3) LUCAS GROUP FINANCIAL ADVISORS, LLC - Insurance Sales; 1753 S West Ave, Freeport, IL 61032; Investment related; 1 hour per month; -0- during trading; Start 12/21/2020; Commission. 4) Highland College Foundation Board; 1753 S West Ave, Freeport, IL, 61032; Charitable; Not investment related; 2 hours per month, 0 during trading; Start 11/1/2020; No compensation; Board Treasurer 5) Payton Holdings, LLC - Investment Related: No - Address: 1753 S West Ave, Freeport, IL 61032 - Nature of Business: Real Estate - Title or Relationship: Member - Start Date: 10/01/2019 - Hours per month: 5 - Hours per month during trading hours: 0 - Duties: Rental income. 6) Hance Holdings, LLC - Investment Related: No - Address: 1753 S West Ave, Freeport, IL 61032 - Nature of Business: Rental Property - Title or Relationship: Manager/Owner - Start Date: 3/11/2025 - Hours per month: 5 - Hours per month during trading hours: 0 - Duties: Collection of rental income and accounting. 7) Quantum Flex Pack LLC - Investment Related: No - Address: Rockford, IL - Nature of Business: Flexible Packaging - Title or Relationship: Manager - Start Date: 05/08/2026 - Hours per month: 10 - Hours per month during trading hours: 4 - Duties: Investor.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-08-14 |
| S65 | Uniform Investment Adviser Law Examination | 2014-01-10 |
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