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Stephen J Rataj

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-11-26
  • MO RA
    APPROVED
    Since 2018-11-26

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc St Louis MO 01/2018 Present
Stifel Financial Corporation St. Louis MO 12/2013 01/2018
Other Businesses

RENTAL PROPERTY, INV RELATED, ST. LOUIS, MO, 100% OWNERSHIP, START 12/18/2017, 10 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-26
  • S66 Uniform Combined State Law Examination
    2018-11-26
Other Names
  • Stephen John Rataj

View on SEC IAPD

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