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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-31 |
| CA | RA | APPROVED | 2015-07-09 |
Branch Locations
610 Newport Center Drive Suite 300, Newport Beach, CA 92660 • United States
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc. | Boston | MA | 06/2015 | 11/2018 |
| Seia Llc | Newport Beach | CA | 06/2015 | Present |
| Royal Alliance Associates, Inc. | Newport Beach | CA | 11/2018 | 08/2023 |
| Ses Llc | Newport Beach | CA | 08/2023 | Present |
1. SEIA, LLC POSITION: Financial Advisor NATURE: SEIA, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2015 ADDRESS: 610 Newport Center Dr,, Suite 300, Newport Beach CA 92660, United States DESCRIPTION: Help manage client portfolios and bring in new business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-03-20 |
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