Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-04-10
  • FL RA
    APPROVED
    Since 2026-04-10

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

1 Independent Dr, Jacksonville, FL 32202 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-04
  • FL RA
    APPROVED
    Since 2021-05-04

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

1 Independent Dr 24Th Fl, Jacksonville, FL 32202 • United States

Jacksonville, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Jacksonville FL 10/2015 Present
Wells Fargo Advisors, Llc. Jacksonville FL 03/2016 11/2016
Wells Fargo Clearing Services, Llc Jacksonville FL 11/2016 Present
Wells Fargo Advisors Financial Network Jacksonville FL 04/2026 Present
  • 10/2015 → Present
    Wells Fargo Bank Na
    Jacksonville, FL
  • 03/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Jacksonville, FL
  • 11/2016 → Present
    Jacksonville, FL
  • 04/2026 → Present
    Wells Fargo Advisors Financial Network
    Jacksonville, FL
Other Businesses

DURABLE POWER OF ATTORNEY FOR FATHER; INV RELATED;JACKSONVILLE,FL; ASSISTING ; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 06/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-03
S63 Uniform Securities Agent State Law Examination 2014-07-09
  • S66 Uniform Combined State Law Examination
    2021-05-03
  • S63 Uniform Securities Agent State Law Examination
    2014-07-09
Other Names
  • Kate C Barbato
  • Katherine Colleen Barbato
  • Katherine C Barbato
  • Katherine B Riechmann
  • Kate B Riechmann

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in St. Louis, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor