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41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-03-07 |
| KY | RA | APPROVED | 2025-03-04 |
Branch Locations
Cincinnati Main 525 Vine Street, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Investment Services, Inc. | Ft. Thomas | KY | 08/2015 | 06/2019 |
| Bb&T Securities, Llc | Crestview Hills | KY | 01/2018 | 06/2019 |
| Bb&T Securities | Crestview Hills | KY | 10/2020 | 02/2021 |
| Bb&T Bank | Lexington | KY | 06/2019 | 10/2020 |
| Truist Investment Services, Inc. | Crestview Hills | KY | 02/2021 | 02/2022 |
| Truist Advisory Services, Inc. | Crestview Hills | KY | 02/2021 | 02/2022 |
| Raymond James Financial Services, Inc. | Cincinnati | OH | 10/2023 | 02/2025 |
| Raymond James Financial Services Advisors, Inc. | Cincinnati | OH | 10/2023 | 02/2025 |
| First Financial Bank | Cincinnati | OH | 02/2022 | 02/2025 |
| University Of The Cumberlands | Williamsburg | KY | 10/2019 | 10/2020 |
| Yellow Cardinal Brokerage Services | Cincinnati | OH | 02/2022 | 02/2025 |
| The Huntington Investment Company | Columbus | OH | 03/2025 | Present |
| The Huntington National Bank | Cincinnati | OH | 03/2025 | Present |
NAME: Football Official POSITION: Football Official NATURE: Sports INVESTMENT RELATED: No NUMBER OF HOURS: 10-20 SECURITIES TRADING HOURS: 0 START DATE: 8/15/2018 ADDRESS: 521 Demoisey Court Walton, KY 41094 DESCRIPTION: Officiate College Football games sanctioned by the NCAA. NAME: Welcome House, Inc. POSITION: Board of Directors NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 0-5 SECURITIES TRADING HOURS: 0 START DATE: Non-Profit ADDRESS: 1132 Greenup St. Covington, KY 41011 DESCRIPTION: Aid the organization in operational oversight and setting organizational strategy. NAME: Walton Fire Protection District POSITION: Walton Fire Protection District NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 0-5 SECURITIES TRADING HOURS: 0 START DATE: 3/15/2024 ADDRESS: 12600 Towne Center Drive Walton, KY 41094 DESCRIPTION: Aid in organizational oversight.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-30 |
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