Samuel C Sherman

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-01-26

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Bank Na	Seattle	WA	03/2003	12/2016
Wells Fargo Advisors Llc	Seattle	WA	11/2013	11/2016
Wells Fargo Clearing Services, Llc	Seattle	WA	11/2016	11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Orangevale	CA	12/2016	11/2018
Bank Of America, N.A.	Orangevale	CA	12/2016	11/2018
Td Ameritrade, Inc.	Roseville	CA	11/2018	06/2024
Td Ameritrade Investment Management, Llc	Sacramento	CA	12/2018	12/2022
Charles Schwab Bank, Ssb	Roseville	CA	10/2022	Present
Charles Schwab & Co., Inc.	Roseville	CA	01/2022	Present

03/2003 → 12/2016

Wells Fargo Bank Na

Seattle, WA
11/2013 → 11/2016

Wells Fargo Advisors Llc

Seattle, WA
11/2016 → 11/2016

Wells Fargo Clearing Services, Llc

Seattle, WA
12/2016 → 11/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Orangevale, CA
12/2016 → 11/2018

Bank Of America, N.A.

Orangevale, CA
11/2018 → 06/2024

Td Ameritrade, Inc.

Roseville, CA
12/2018 → 12/2022

Td Ameritrade Investment Management, Llc

Sacramento, CA
10/2022 → Present

Charles Schwab Bank, Ssb

Roseville, CA
01/2022 → Present

Charles Schwab & Co., Inc.

Roseville, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-01-23

Other Firms