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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-06-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Secu Brokerage Services | Raleigh | NC | 11/2013 | Present |
| State Employees' Credit Union | Sylva | NC | 04/2006 | Present |
| Credit Union Investment Services | Raleigh | NC | 03/2014 | Present |
| Secu Life Insurance Company | Raleigh | NC | 10/2014 | Present |
| Members Trust Company | Tampa | FL | 09/2015 | Present |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES SPECIALIST. START DATE 04/2006. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 10/2014. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: SEPTEMBER, 2015. TITLE: TRUST REP. Rental properties as follows: 35 Fisherman's Lane, Apts A, B, & C, Sylva NC 28778. Investment related. Start date: 8/2020. Title: Co-Owner. Duties: Properties are overseen by rental mgmt company, so I only get involved if there is a large repair needed. Hours devote per month to rentals is less than one. None during trading hours. Rental property: 431 Joe Mountain Rd Sylva, NC 28779 . Investment related. Start date: 03/24/2026 . Title: owner. Duties: as associated w/owning rental property. Hrs/mo. <1. None during trading hours. Compensation: $1200 per month Wreaths Across America Address: 68 Montana Dr Sylva, NC. 28779 Type of Business: Volunteer Title: None Duties: Request donations to purchase
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-10 |
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