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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Employees' Credit Union | Sylva | NC | 05/2026 | Present |
| Secu Life Insurance Company | Raleigh | NC | 05/2026 | Present |
| Unemployed | Hayesville | NC | 11/2025 | 05/2026 |
| Secu Brokerage Services | Raleigh | NC | 05/2026 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2025 | 11/2025 |
| Miller Well Drilling | Brasstown | NC | 06/2022 | 06/2025 |
| Fastenal | Murphy | NC | 01/2022 | 05/2022 |
| Hilti North America | Jacksonville | FL | 12/2020 | 12/2021 |
| Unemployed | Hayesville | NC | 08/2020 | 11/2020 |
| Sharp Electronic | Knoxville | TN | 12/2019 | 07/2020 |
| Recent Graduate | Hayesville | NC | 06/2019 | 11/2019 |
| Student Veteran Association | Cullowhee | NC | 08/2015 | 05/2019 |
| Credit Union Investment Services | Raleigh | NC | 06/2026 | Present |
1. AQUA IMPERIUM WATER WORKS, 92 Sawyer Cove Ter, Hayesville, NC 28904, United States, START DATE 02/2022, Owner, Construction/Labor, NIR, 10 HR/MO - 0 HR/MO TRADING SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 5/2026. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 5/2026. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-26 |
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