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Steven Paul Poirier

Greenrock Asset Management LLC

Seattle, WA

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Current Employers
Greenrock Asset Management Llc

Brier, WA • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-08-17
  • WA RA
    APPROVED
    Since 2020-08-17

Branch Locations

110 Lakeside Ave, Suite I, Seattle, WA 98122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Bellevue WA 02/2016 09/2019
The Prudential Insurance Company Of America Bellevue WA 03/2016 09/2019
Ameriprise Financial Services, Inc Mercer Island WA 09/2019 07/2020
  • 02/2016 → 09/2019
    Pruco Securities, Llc
    Bellevue, WA
  • 03/2016 → 09/2019
    The Prudential Insurance Company Of America
    Bellevue, WA
  • 09/2019 → 07/2020
    Ameriprise Financial Services, Inc
    Mercer Island, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-20
S63 Uniform Securities Agent State Law Examination 2016-03-01
  • S65 Uniform Investment Adviser Law Examination
    2018-07-20
  • S63 Uniform Securities Agent State Law Examination
    2016-03-01
Other Names
  • Steven P. Poirier

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
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