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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-23
UT RA APPROVED 2025-01-22
  • TX RA
    APPROVED
    Since 2025-01-23
  • UT RA
    APPROVED
    Since 2025-01-22

Branch Locations

7786 S 5600 W, West Jordan, UT 84081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley South Jordan UT 04/2014 05/2017
Morgan Staney South Jordan UT 05/2017 12/2017
Morgan Stanley Holladay UT 04/2014 12/2024
Quantem Salt Lake City UT 10/2017 07/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Jordan UT 11/2024 Present
Quantem Salt Lake City UT 08/2024 10/2024
Bank Of America, N.A. West Jordan UT 01/2025 Present
  • 04/2014 → 05/2017
    South Jordan, UT
  • 05/2017 → 12/2017
    Morgan Staney
    South Jordan, UT
  • 04/2014 → 12/2024
    Holladay, UT
  • 10/2017 → 07/2021
    Quantem
    Salt Lake City, UT
  • 11/2024 → Present
    West Jordan, UT
  • 08/2024 → 10/2024
    Quantem
    Salt Lake City, UT
  • 01/2025 → Present
    Bank Of America, N.A.
    West Jordan, UT
Previous Registrations
Other Businesses

I*3758278 Entity Type: Entity For Profit Name of OBA: Waymore Ranch LLC Address: South Jordan, Utah, 84009 Investment Related: No Position, Title, Association: Owner Employee Start Date: 11/17/2026 Number of Hours: 20, Weekly Number of Hours during trading: 0, Weekly Duties: Airbnb, Cattle Ranch Building, maintaining property

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-04-15
S65 Uniform Investment Adviser Law Examination 2024-02-27
  • S63 Uniform Securities Agent State Law Examination
    2024-04-15
  • S65 Uniform Investment Adviser Law Examination
    2024-02-27
Other Names
  • Tom Withers
  • Thomas Wayne Withers
  • Thomas Withers

View on SEC IAPD

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