Marcus Jay Erwin

73 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

6671 S Redwood Road Suite 200, West Jordan, UT 84084 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2025-08-13
UT	RA	APPROVED	2025-08-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wcap Financial Services, Llc	Draper	UT	11/2016	01/2017
Larry H. Miller	Sandy	UT	04/2012	09/2016
Northwestern Mutual Life Insurance Company	Milwaukee	WI	01/2017	04/2019
Northwestern Mutual Investment Services Llc	Salt Lake Cty	UT	01/2017	04/2019
Simple Financial, Llc	West Jordan	UT	08/2025	Present
Legacy Insurance & Financial Services, Llc	West Jordan	UT	04/2019	Present

11/2016 → 01/2017

Wcap Financial Services, Llc

Draper, UT
04/2012 → 09/2016

Larry H. Miller

Sandy, UT
01/2017 → 04/2019

Northwestern Mutual Life Insurance Company

Milwaukee, WI
01/2017 → 04/2019

Northwestern Mutual Investment Services Llc

Salt Lake Cty, UT
08/2025 → Present

Simple Financial, Llc

West Jordan, UT
04/2019 → Present

Legacy Insurance & Financial Services, Llc

West Jordan, UT

(1) Legacy Insurance & Financial Services, LLC; Yes; West Jordan, UT; Insurance Agent; 120/ HRS MO; 120/ HRS MO

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-07-17

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