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1300 Broad Street Suite 303, Chattanooga, TN 37402-4476 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-10-04 |
Branch Locations
1300 Broad Street Suite 303, Chattanooga, TN 37402-4476 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Synovus Securities, Inc. | Chattanooga | TN | 08/2016 | 10/2019 |
| Synovus Bank | Chattanooga | FL | 08/2016 | 10/2019 |
| Synovus Securities, Inc. | Chattanooga | TN | 10/2019 | 02/2021 |
| Synovus Bank | Chattanooga | TN | 10/2019 | 02/2021 |
| Regions Bank | Chattanooga | TN | 03/2021 | 08/2021 |
| Cetera Investment Advisers Llc | Chattanooga | TN | 03/2021 | 08/2021 |
| Cetera Investment Services Llc | St. Cloud | MN | 03/2021 | 08/2021 |
| Barnett & Co Inc | Chattanooga | TN | 08/2021 | Present |
Leadership Chattanooga Alumni Association; non-investment related; 811 Broad Street #200, Chattanooga, TN 37402; serves as Treasurer; Less than 10% of the time devoted to this activity will occur during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-10 |
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