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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-10 |
| IN | RA | APPROVED | 2019-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Leo | IN | 08/2016 | 03/2019 |
| Raymond James Financial Services, Inc. | Warsaw | IN | 03/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Warsaw | IN | 03/2019 | Present |
(1) Name of Business: Mossman Capital Address: 1904 E Old Rd 30, Warsaw, IN, 46582, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Investment Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-19 |
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