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Stuart Ian Mears

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

Sykesville, MD

Hunt Valley, MD

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
MD RA APPROVED 2016-02-19
RI RA APPROVED 2015-05-27
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • MD RA
    APPROVED
    Since 2016-02-19
  • RI RA
    APPROVED
    Since 2015-05-27

Branch Locations

3400 Pawtucket Ave Ci Relationship Management, Riverside, RI 02915 • United States

Sykesville, MD • United States

11333 Mccormick Rd Ci Relationship Management, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 05/2015 Present
Previous Registrations
  • 2014-08-08 → 2015-05-14
    Signator Investors, Inc.
    Warwick, RI
Other Businesses

I*1072260 For profit or not for profit: Entity For Profit Name of outside business organization: Martins Supermarket Investment related: N Address of business: Eldersburg, Maryland, 21784 Nature of business: ["Corporation"] Position, title, association: ["Employee"], Start date of relationship: 11/16/2022 Number of hours devoted: 20 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Stocking Shelves

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-18
  • S66 Uniform Combined State Law Examination
    2014-03-18

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, RI
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