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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-22 |
Branch Locations
5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | South Jordan | UT | 06/2014 | 08/2018 |
| Morgan Stanley Services Group Inc. | South Jordan | UT | 03/2017 | 08/2018 |
| E*Trade Securities Llc | Sandy | UT | 08/2018 | 11/2019 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 05/2020 | 05/2021 |
| Home Maker | Taylorsville | UT | 11/2019 | 05/2020 |
| Fidelity Investments | Salt Lake City | UT | 06/2021 | 01/2023 |
| Disys | Salt Lake City | UT | 05/2023 | 05/2025 |
| Wells Fargo Clearing Services | Salt Lake City | UT | 06/2023 | Present |
| Unemployed | Salt Lake City | UT | 02/2023 | 05/2023 |
| Wells Fargo Clearing Services | Salt Lake City | UT | 08/2025 | Present |
1. Self (rental property) 2. Investment-related: No 3. Address: (Personal) Taylorsville, Utah 84129 4. Nature: Self (rental property) 5. Position: Self/Owner 6. Start Date; 8/1/2000 7. Approx. number of hrs per month devoted to the other business: 0 8. Approx. number of hrs devoted during securities trading hrs: 0 9. Duties Owner (I own a home, rent out spare rooms)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-11-09 |
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