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Roxanne M Hunter

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Traverse City, MI

Farmington Hills, MI

Cadillac, MI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-08-04
MI RA APPROVED 2014-03-19
  • TX RA
    APPROVED_RES
    Since 2016-08-04
  • MI RA
    APPROVED
    Since 2014-03-19

Branch Locations

333 W Grandview Pkwy, Traverse City, MI 49684 • United States

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Cadillac, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Farmington Hills MI 11/2013 Present
Bank Of America, N.A. Farmington Hills MI 05/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-17
  • S66 Uniform Combined State Law Examination
    2014-03-17
Other Names
  • Roxanne Marie Wilcox
  • Roxanne Marie Hunter

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · TRAVERSE CITY, MI
UP NORTH FINANCIAL, LLC · TRAVERSE CITY, MI
CHARLES SCHWAB & CO., INC. · Traverse City, MI
REHMANN WEALTH · TRAVERSE CITY, MI
G. A. REPPLE & COMPANY · Traverse City, MI
INDEPENDENT WEALTH MANAGEMENT, LLC · TRAVERSE CITY, MI
CHERRY TREE WEALTH MANAGEMENT, LLC · Traverse City, MI
PFS INVESTMENTS INC. · TRAVERSE CITY, MI

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