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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-05-11 |
| DC | RA | APPROVED | 2026-02-23 |
| OK | RA | APPROVED | 2026-02-09 |
| KY | RA | APPROVED | 2025-09-02 |
| MT | RA | APPROVED | 2024-09-03 |
| WI | RA | APPROVED | 2024-08-22 |
| MS | RA | APPROVED | 2024-04-10 |
| AZ | RA | APPROVED | 2024-01-02 |
| WA | RA | APPROVED | 2023-10-17 |
| OR | RA | APPROVED | 2022-05-09 |
| OH | RA | APPROVED | 2021-08-10 |
| NY | RA | APPROVED | 2021-06-12 |
| SC | RA | APPROVED | 2021-03-11 |
| NJ | RA | APPROVED | 2020-10-08 |
| AR | RA | APPROVED | 2020-09-11 |
| ME | RA | APPROVED | 2020-09-11 |
| NC | RA | APPROVED | 2020-06-09 |
| GA | RA | APPROVED | 2020-05-27 |
| MI | RA | APPROVED | 2020-03-09 |
| VA | RA | APPROVED | 2020-02-13 |
| CO | RA | APPROVED | 2019-11-12 |
| NE | RA | APPROVED | 2019-11-07 |
| TX | RA | APPROVED_RES | 2019-10-25 |
| MD | RA | APPROVED | 2019-07-23 |
| MN | RA | APPROVED | 2019-07-08 |
| PA | RA | APPROVED | 2019-06-21 |
| CA | RA | APPROVED | 2018-01-18 |
| IA | RA | APPROVED | 2017-11-22 |
| IN | RA | APPROVED | 2017-04-17 |
| NH | RA | APPROVED | 2016-10-14 |
| FL | RA | APPROVED | 2016-10-12 |
| MA | RA | APPROVED | 2016-10-04 |
| IL | RA | APPROVED | 2016-09-26 |
Branch Locations
4200 W Cypress Street Suite 700, Tampa, FL 33607 • United States
Odessa, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Tamp | FL | 06/2014 | Present |
| Park Ave Securities | Tampa | FL | 06/2014 | Present |
| Guardian Life Insurance Company | Odessa | FL | 06/2024 | Present |
| Park Avenue Securities | Odessa | FL | 06/2024 | Present |
1) DHAPPS, LLC, Start Date: 6/17/2024, Address: 3584 Barbour Trail Odessa, FL 33556, 2 total hours per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-08 |
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