Zachary John Holly

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 02/2019
  Financials Engines Advisors, L.L.C.
  Phoenix, AZ
• 05/2019 → 03/2025
  Lpl Financial Llc
  Phoenix, AZ
• 05/2019 → 03/2025
  Oneaz Credit Union
  Phoenix, AZ
• 03/2025 → Present
  Osaic Wealth, Inc.
  Phoenix, AZ

Previous Registrations

• 2019-06-25 → 2025-03-28
  Lpl Financial Llc
  Phoenix, AZ
• 2016-09-02 → 2019-03-13
  Edelman Financial Engines
  Phoenix, AZ
  Santa Clara, CA
• 2014-12-19 → 2016-08-01
  Edward Jones
  Chandler, AZ
  Phoenix, AZ
  Phoenix, AZ
  St Louis, MO

Other Businesses

1)05/28/2019 - OneAZ Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 05/2019 2)05/28/2019 - OneAZ Credit Union - Financial Institution Duty - inv rel - at reported business location(s) - start: 05/2019 - 140 hr/mth 2) CORE INCOME POSITION: Agent NATURE: Insurance brokerage firm. They help me facilitate sales of term insurance, whole life insurance and annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/18/2025 ADDRESS: 5940 Golden Hills Dr, Minneapolis MN 55416, United States DESCRIPTION: If I find a client that has a need for life insurance and/or annuities they help me find a suitable product. They are using highly rated insurance companies and have been a great help thus far in helping my client.

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-06-20
• S66 Uniform Combined State Law Examination
  2014-12-05

Designations

• Certified Financial Planner

Other Names

• Zach John Holly