Robert G. Wilkes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 06/2023
  Massachusetts Mutual Life Insurance Co
  Virginia Beach, VA
• 12/2013 → 06/2023
  Mml Investors Services, Llc
  Virginia Beach, VA
• 06/2023 → Present
  Lpl Financial Llc
  Virginia Beach, VA

Previous Registrations

• 2016-03-15 → 2023-07-06
  Mml Investors Services, Llc
  Virginia Beach, VA
  Jupiter, FL

Other Businesses

1)02/22/2023 - The Opus Group of Virginia, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2023 2)02/22/2023 - Non-Variable Insurance -Life, Disability, LTC, Group Life, Group Disability - Inv Rel - At Reported Business Location(s) - Start: 02/2023 - 12 Hr/Mth 3)02/22/2023 - Norfolk Academy - Basketball Coach - Non-Inv Rel - Norfolk, VA - Start: 11/2018

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-23
• S63 Uniform Securities Agent State Law Examination
  2014-03-12

Other Names

• Rob Wilkes