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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-10-12
  • PA RA
    APPROVED
    Since 2020-10-12

Branch Locations

398 S Township Blvd, Pittston Twp, PA 18640 • United States

Shavertown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pittston Twp PA 11/2013 03/2020
Thirty-One Gifts Columbus OH 06/2011 05/2019
Ameriprise Financial Services, Llc Pittston Twp PA 03/2020 Present
  • 11/2013 → 03/2020
    Ameriprise Financial Services, Inc.
    Pittston Twp, PA
  • 06/2011 → 05/2019
    Thirty-One Gifts
    Columbus, OH
  • 03/2020 → Present
    Pittston Twp, PA
Other Businesses

Real Estate Ownership; Multi-Family; 881 Church Road, , Laceyville, PA, 18623; Investment-Related; 07/01/2025. Outside Employment; Hoban Management Corp.; AFA - AFA, meeting prep, financial plan prep, research, trading, etc.; I'm paid through Hoban Management Corp.; 398 S Township Blvd., , Pittston, PA, 18640; Investment-Related; 10/13/2021; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-12
  • S66 Uniform Combined State Law Examination
    2019-10-12
Other Names
  • Alicia Marie Son
  • Alicia Marie Roback

View on SEC IAPD

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