Alicia Marie Roback

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 03/2020
  Ameriprise Financial Services, Inc.
  Pittston Twp, PA
• 06/2011 → 05/2019
  Thirty-One Gifts
  Columbus, OH
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Pittston Twp, PA

Other Businesses

Real Estate Ownership; Multi-Family; 881 Church Road, , Laceyville, PA, 18623; Investment-Related; 07/01/2025. Outside Employment; Hoban Management Corp.; AFA - AFA, meeting prep, financial plan prep, research, trading, etc.; I'm paid through Hoban Management Corp.; 398 S Township Blvd., , Pittston, PA, 18640; Investment-Related; 10/13/2021; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2019-10-12

Other Names

• Alicia Marie Son
• Alicia Marie Roback