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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-01-15 |
| PA | RA | APPROVED | 2003-09-30 |
Branch Locations
398 S Township Blvd, Pittston Twp, PA 18640 • United States
Palm Harbor, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Pittston Twp | PA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Pittston Twp | PA | 03/2020 | Present |
Real Estate Ownership; Single Family; 464 Paula Drive North, #121, , Dunedin, FL, 34698; Investment-Related; 09/18/2009 / Single Family; 464 Paula Drive North, #215, , Dunedin, FL, 34698; Investment-Related; 01/01/2020 / Single Family; 1901 Sandpiper Drive, , Clearwater, FL, 33764; Not Investment-Related; 03/24/2023. Business Ownership; Hoban Management Corp.; ; Hoban Management is used to pay business expenses of practice.; 398 South Township Blvd. Pittston, Pa. 18640, ,; ; ; 0 hours per month; / Allan Capital Group LLC.; One of 6 members of the LLC. To contribute funds for capital calls over the next 2 years.; Real Estate; 360 Overbrook Ave., , Dallas, PA, 18612; Not Investment-Related; 07/16/2026; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-07 |
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