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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-01-15
PA RA APPROVED 2003-09-30
  • FL RA
    APPROVED
    Since 2020-01-15
  • PA RA
    APPROVED
    Since 2003-09-30

Branch Locations

398 S Township Blvd, Pittston Twp, PA 18640 • United States

Palm Harbor, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Pittston Twp PA 09/2005 03/2020
Ameriprise Financial Services, Llc Pittston Twp PA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 464 Paula Drive North, #121, , Dunedin, FL, 34698; Investment-Related; 09/18/2009 / Single Family; 464 Paula Drive North, #215, , Dunedin, FL, 34698; Investment-Related; 01/01/2020 / Single Family; 1901 Sandpiper Drive, , Clearwater, FL, 33764; Not Investment-Related; 03/24/2023. Business Ownership; Hoban Management Corp.; ; Hoban Management is used to pay business expenses of practice.; 398 South Township Blvd. Pittston, Pa. 18640, ,; ; ; 0 hours per month; / Allan Capital Group LLC.; One of 6 members of the LLC. To contribute funds for capital calls over the next 2 years.; Real Estate; 360 Overbrook Ave., , Dallas, PA, 18612; Not Investment-Related; 07/16/2026; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-09-29
S63 Uniform Securities Agent State Law Examination 1997-01-07
  • S65 Uniform Investment Adviser Law Examination
    2003-09-29
  • S63 Uniform Securities Agent State Law Examination
    1997-01-07
Other Names
  • Joyce Hoban
  • Joyce Son
  • Joyce Mary Rose Son

View on SEC IAPD

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