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Judah Jeffrey Piano

Mml Investors Services, LLC

Seattle, WA

Seattle, WA

CRD 6272931

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-09
WA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2019-09-09
  • WA RA
    APPROVED
    Since 2017-03-25

Branch Locations

600 University St Suite 2300, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Bellevue WA 08/2015 03/2017
Mml Investors Services, Llc Seattle WA 03/2017 Present
Massmutual Life Insurance Co Seattle WA 07/2016 Present
  • 08/2015 → 03/2017
    Metlife Securities
    Bellevue, WA
  • 03/2017 → Present
    Seattle, WA
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Seattle, WA
Previous Registrations
  • 2016-01-20 → 2017-03-25
    Msi Financial Services, Inc.
    Bellevue, WA
Other Businesses

(1)NAME: HD ENTERPRISES, LLC INV REL: Y ADDR: 600 UNIVERSITY ST SUITE 2300 SEATTLE WA 98101 NATURE: OTHER- LLC FOR BUSINESS EXPENSES POSITION: 100% owner START: 01/02/2026 NO HRS/MO: 4 NO HRS/MO DUR SEC TRADING: 0 DESCRIBE DUTIES: PAYING ADMINISTRATIVE EXPENSES AND EXPENSES ASSOCIATED WITH BUSINESS. (2)NAME: JUDAH PIANO, INV REL: Y ADDR: SUITE 2300, 600 UNIVERSITY ST, SEATTLE WA 98101, NATURE:OUTSIDE INSURANCE, POSITION: INDEPENDENT INSURANCE AGENT, START: 09/19/2022, NO HR/MO: 2 NO HR/MO DUR TRADING:1, DUTIES:LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-24
S63 Uniform Securities Agent State Law Examination 2014-10-15
  • S65 Uniform Investment Adviser Law Examination
    2015-11-24
  • S63 Uniform Securities Agent State Law Examination
    2014-10-15
Designations
  • Certified Financial Planner

View on SEC IAPD

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