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Kimberly Marie Higgins

Charles Schwab & Co., Inc.

Omaha, NE

CRD 6272768

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-10-11
  • NE RA
    APPROVED
    Since 2022-10-11

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantas Omaha NE 05/2014 09/2017
Nebraska Furniture Mart Omaha NE 11/2017 01/2018
Maresco's Omaha NE 10/2017 11/2017
Td Ameritrade, Inc. Omaha NE 01/2018 06/2024
Charles Schwab & Co., Inc. Omaha NE 03/2023 Present
  • 05/2014 → 09/2017
    Avantas
    Omaha, NE
  • 11/2017 → 01/2018
    Nebraska Furniture Mart
    Omaha, NE
  • 10/2017 → 11/2017
    Maresco's
    Omaha, NE
  • 01/2018 → 06/2024
    Td Ameritrade, Inc.
    Omaha, NE
  • 03/2023 → Present
    Charles Schwab & Co., Inc.
    Omaha, NE
Previous Registrations
  • 2019-01-03 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
  • 2019-01-04 → 2020-01-27
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-27
S63 Uniform Securities Agent State Law Examination 2018-06-15
  • S66 Uniform Combined State Law Examination
    2018-12-27
  • S63 Uniform Securities Agent State Law Examination
    2018-06-15
Other Names
  • Kim Higgins
  • Kimberly M Higgins

View on SEC IAPD

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