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Dominique Nicole Davis

Strategic Advisers LLC

Chandler, AZ

Phoenix, AZ

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • AZ RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

7001 West Ray Road Chandler Pavilions, Chandler, AZ 85226-1517 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Cincinnati OH 12/2014 03/2017
Massmutual Life Insurance Co Cincinnati OH 07/2016 07/2021
Mml Investors Services, Llc Cincinnati OH 03/2017 07/2021
Fidelity Investments Scottsdale AZ 07/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 12/2014 → 03/2017
    Metlife Securities Inc
    Cincinnati, OH
  • 07/2016 → 07/2021
    Massmutual Life Insurance Co
    Cincinnati, OH
  • 03/2017 → 07/2021
    Mml Investors Services, Llc
    Cincinnati, OH
  • 07/2021 → Present
    Fidelity Investments
    Scottsdale, AZ
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-10-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Scottsdale, AZ
  • 2017-03-25 → 2021-07-23
    Mml Investors Services, Llc
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
  • 2016-02-24 → 2017-03-25
    Msi Financial Services, Inc.
    Cincinnati, OH
  • 2014-01-10 → 2015-07-02
    Lifeplan Financial Group, Inc.
    Miamisburg, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-09-11
S65 Uniform Investment Adviser Law Examination 2013-10-17
  • S63 Uniform Securities Agent State Law Examination
    2021-09-11
  • S65 Uniform Investment Adviser Law Examination
    2013-10-17

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
INDEPENDENT FINANCIAL GROUP, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

More in Chandler, AZ

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