Vicente Dominick Vargas

Current Employers

Employment History

• 05/2022 → 09/2025
  Avantax Investment Services, Inc.
  Tucson, AZ
• 05/2022 → 09/2025
  Avantax Advisory Services
  Tucson, AZ
• 11/2013 → Present
  Busby Sanford Brady Cpas, Plc
  Tucson, AZ
• 01/2023 → Present
  Capstone Capital Management, Llc
  Tucson, AZ
• 11/2013 → Present
  Busby, Sanford, Brady, Cpas, Plc
  Tucson, AZ
• 11/2024 → Present
  Tvk, Llc
  Tucson, AZ
• 11/2013 → Present
  Busby, Sanford, Brady, Cpas, Plc
  Tucson, AZ
• 11/2024 → Present
  Tvk, Llc
  Tucson, AZ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Tucson, AZ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-12-01 → 2025-09-05
  Avantax Advisory Services
  Tucson, AZ

Other Businesses

1) THE FRANCISCO J. CORONADO LIVING TRUST POSITION: Trustee NATURE: Irrevocable Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 10/24/2018 ADDRESS: 2115 S. NORTON AVE, Tucson AZ 85713, United States DESCRIPTION: Maintain trust assets/Trust Fiduciary 2) TVK, LLC POSITION: Member NATURE: This entity is being used to purchase and hold the building that the related accounting firm, financial services firm, and other non-related businesses do business from. It's income will only consist of rents received. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/18/2024 ADDRESS: 2055 N. Kolb Road, Suite 101, Tucson AZ 857154099, United States DESCRIPTION: Member (owner) of entity. Overall responsibility for collection of rent, paying expenses, and all other aspects of TVK, LLC business. 3) BUSBY, SANFORD, BRADY, CPAS, PLC POSITION: Member NATURE: Public accounting firm offering tax and accounting services to the public. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2013 ADDRESS: 2055 N. Kolb Road, Suite 101, Tucson AZ 85715, United States DESCRIPTION: 1.) Prepare tax returns2.) Review tax returns3.) Set up client accounting systems4.) Perform and review bookkeeping services5.) Tax planning 6.) Manage client relationships 4) CAPSTONE CAPITAL MANAGEMENT, LLC DBA BUSBY SANFORD BRADY FINANCIAL ADVISORS POSITION: Investment advisor NATURE: Investment advising INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2023 ADDRESS: 2055 N. Kolb Road, Suite 101, Tucson AZ 857154099, United States DESCRIPTION: Provide investment advisory services to clientele

Exams

• S66 Uniform Combined State Law Examination
  2022-11-21

Other Names

• Vicente D Vargas
• Vince Dominick Vargas
• Vince D Vargas
• Vincente D Vargas
• Vicente Dominick Vargas
• Vincente Dominick Vargas