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John Luke Brownd

Morgan Stanley

Little Rock, AR

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-08-12
TX RA APPROVED 2024-07-30
  • AR RA
    APPROVED
    Since 2024-08-12
  • TX RA
    APPROVED
    Since 2024-07-30

Branch Locations

2200 North Rodney Parham Road Suite 100, Little Rock, AR 72212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Little Rock AR 11/2013 08/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2019
First Trust Portfolios L.P. Wheaton IL 08/2019 06/2024
First Trust Advisors L.P. Wheaton IL 08/2019 06/2024
Morgan Stanley Little Rock AR 07/2024 Present
Morgan Stanley Private Bank, N.A New York NY 07/2024 Present
  • 11/2013 → 08/2019
    Morgan Stanley
    Little Rock, AR
  • 01/2015 → 08/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2019 → 06/2024
    First Trust Portfolios L.P.
    Wheaton, IL
  • 08/2019 → 06/2024
    First Trust Advisors L.P.
    Wheaton, IL
  • 07/2024 → Present
    Morgan Stanley
    Little Rock, AR
  • 07/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-31
  • S66 Uniform Combined State Law Examination
    2014-01-31
Other Names
  • Luke Brownd

View on SEC IAPD

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Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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