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Douglas Bruce St John

LPl Financial LLC

Seattle, WA

Seattle, WA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-07-21
FL RA APPROVED 2021-07-21
NJ RA APPROVED 2021-07-21
NC RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
WA RA APPROVED 2021-07-21
WY RA APPROVED 2021-07-21
  • CO RA
    APPROVED
    Since 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • NJ RA
    APPROVED
    Since 2021-07-21
  • NC RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21
  • WA RA
    APPROVED
    Since 2021-07-21
  • WY RA
    APPROVED
    Since 2021-07-21

Branch Locations

1530 Westlake Ave N, Ste 700, Seattle, WA 98109 • United States

1530 Westlake Ave N, Ste 700, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St John Family Llc Seattle WA 02/2011 Present
Panorama Advisors Shoreline WA 08/2011 Present
Waddell & Reed, Inc Seattle WA 12/2013 07/2021
Various Insurance Carriers For W&R Insurance Agencies Seattle WA 12/2013 07/2021
Wash. State Society Of American Forests Foundation Portland OR 05/2014 Present
Jay Cerf Seattle WA 01/2018 05/2019
Panorama Advisors Llc Seattle WA 04/2019 Present
Lpl Financial, Llc Seattle WA 07/2021 Present
  • 02/2011 → Present
    St John Family Llc
    Seattle, WA
  • 08/2011 → Present
    Panorama Advisors
    Shoreline, WA
  • 12/2013 → 07/2021
    Waddell & Reed, Inc
    Seattle, WA
  • 12/2013 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Seattle, WA
  • 05/2014 → Present
    Wash. State Society Of American Forests Foundation
    Portland, OR
  • 01/2018 → 05/2019
    Jay Cerf
    Seattle, WA
  • 04/2019 → Present
    Panorama Advisors Llc
    Seattle, WA
  • 07/2021 → Present
    Seattle, WA
Previous Registrations
  • 2014-03-04 → 2021-07-21
    Waddell & Reed
    Seattle, WA
    Bellevue, WA
    Seattle, WA
    Lynnwood, WA
    Tacoma, WA
    Seattle, WA
Other Businesses

1. 8/11/2021 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started 07/26/2021 - 8 Hours Per Month/3 Hours During Securities Trading. 2. 9/23/2021 - Panorama Advisors LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/01/2021 - 160 Hours Per Month/80 Hours During Securities Trading. 3. 11/17/2021 - ST JOHN FAMILY LLC - Not Investment Related - Home Based - Other - OWNER - Started 02/2011 - 1 Hour Per Month. 4. 11/17/2021 - PANORAMA ADVISORS LLC - Not Investment Related - Home Based - Other - OWNER - Started 04/2019 - 1 Hour Per Month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-04
  • S66 Uniform Combined State Law Examination
    2014-03-04

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