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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-14
IA RA APPROVED 2018-08-01
  • TX RA
    APPROVED_RES
    Since 2020-07-14
  • IA RA
    APPROVED
    Since 2018-08-01

Branch Locations

8951 Windsor Pkwy, Johnston, IA 50131-2566 • United States

2625 N Loop Dr Ste 2200, Ames, IA 50010 • United States

9 Plaza Dr Ste 6, Clear Lake, IA 50428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Johnston IA 12/2013 03/2020
Ameriprise Financial Services, Llc Johnston IA 03/2020 Present
Other Businesses

Outside Employment; Integrity Point LLC; I am an employee. I am a Financial Advisor on the Sales & Advice team.; Manage advisory business; 8951 Windsor Pkwy, , Johnston, IA, 50131; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-19
  • S66 Uniform Combined State Law Examination
    2018-06-19
Other Names
  • Nicole Christina Tuel
  • Nicole Schmelzer

View on SEC IAPD

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