Austin Freed Fisher

Employer firm

Hdq Wealth CRD 313427

$49.2M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 09/2024
  Rbc Capital Markets, Llc
  Des Moines, IA
• 12/2024 → 07/2025
  Principal Life Insurance Co
  Overland Park, MO
• 12/2024 → 07/2025
  Principal Securties Inc
  Overland Park, KS
• 08/2025 → Present
  Hdq Wealth
  Kansas City, MO

Previous Registrations

• 2025-01-13 → 2025-07-29
  Principal Securities, Inc.
  Overland Park, KS
• 2015-03-19 → 2024-09-25
  Rbc Capital Markets, Llc
  Minneapolis, MN
  Edina, MN
  Clive, IA
  Des Moines, IA

Other Businesses

1) AUSTIN FISHER; INVESTMENT RELATED; 1100 MAIN ST, STE 400, KANSAS CITY, MO 64105; INSURANCE PRODUCTION ACTIVITIES; INDEPENDENT INSURANCE PRODUCER; 01/2025; APPROX. 10 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; INDEPENDENT INSURANCE PRODUCER FOR VARIOUS INSURANCE COMPANIES.

Exams

• S66 Uniform Combined State Law Examination
  2015-03-19

Other Names

• Austin Fisher