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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-02-26
  • MO RA
    APPROVED
    Since 2018-02-26

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks El Segundo CA 12/2013 08/2017
Stifel Nicolaus & Co Inc St. Louis MO 01/2018 Present
Unemployed Oklahoma City OK 08/2017 01/2018
  • 12/2013 → 08/2017
    Cetera Advisor Networks
    El Segundo, CA
  • 01/2018 → Present
    Stifel Nicolaus & Co Inc
    St. Louis, MO
  • 08/2017 → 01/2018
    Unemployed
    Oklahoma City, OK
Previous Registrations
  • 2014-01-29 → 2017-08-28
    Cetera Wealth Services, Llc
    Tulsa, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-21
  • S66 Uniform Combined State Law Examination
    2014-01-21
Other Names
  • Blakely Chase Welch
  • Blakely Chase Hall
  • Blakely Chase Welch Hall

View on SEC IAPD

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