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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-01-12
  • WI RA
    APPROVED
    Since 2026-01-12

Branch Locations

210 W Madison St, Waterloo, WI 53594 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 05/2016 05/2022
Cuna Mutual Group Waverly IA 05/2016 09/2024
Lpl Financial Llc Waterloo WI 05/2022 01/2026
Farmers & Merchants State Bank Waterloo WI 08/2024 Present
Raymond James Financial Services Advisors, Inc. Waterloo WI 01/2026 Present
Raymond James Financial Services, Inc. Waterloo WI 01/2026 Present
  • 05/2016 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2016 → 09/2024
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → 01/2026
    Waterloo, WI
  • 08/2024 → Present
    Farmers & Merchants State Bank
    Waterloo, WI
  • 01/2026 → Present
    Waterloo, WI
  • 01/2026 → Present
    Raymond James Financial Services, Inc.
    Waterloo, WI
Previous Registrations
  • 2022-05-18 → 2026-01-13
    Lodi, WI
    Madison, WI
    Waterloo, WI
    Marshall, WI
  • 2016-05-13 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Madison, WI
    Madison, WI
    Lodi, WI
  • 2015-12-02 → 2016-04-22
    Madison, WI
  • 2014-08-12 → 2015-12-01
    Msi Financial Services, Inc.
    Middleton, WI
Other Businesses

(1)Name of Business: Farmers & Merchants Financial Services Address: 210 W Madison St, Waterloo, WI, 53594-1364, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee, Other Investment Related: No Start Date: 08/27/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I'm an employee of the bank, working as a financial advisor. I do not do any lending, checking/savings, etc. activities nor do I have access to any of those systems. I work with bank customers and non-customers on asset allocation, income planning, college funding, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-22
  • S66 Uniform Combined State Law Examination
    2014-07-22
Other Names
  • Nicholas Burge

View on SEC IAPD

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