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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 05/2016 | 05/2022 |
| Cuna Mutual Group | Waverly | IA | 05/2016 | 09/2024 |
| Lpl Financial Llc | Waterloo | WI | 05/2022 | 01/2026 |
| Farmers & Merchants State Bank | Waterloo | WI | 08/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Waterloo | WI | 01/2026 | Present |
| Raymond James Financial Services, Inc. | Waterloo | WI | 01/2026 | Present |
(1)Name of Business: Farmers & Merchants Financial Services Address: 210 W Madison St, Waterloo, WI, 53594-1364, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee, Other Investment Related: No Start Date: 08/27/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I'm an employee of the bank, working as a financial advisor. I do not do any lending, checking/savings, etc. activities nor do I have access to any of those systems. I work with bank customers and non-customers on asset allocation, income planning, college funding, etc.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-22 |
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