Kenneth Paul Courts

Current Employers

Employment History

• 06/2015 → 09/2020
  Securities Service Network
  Brookefield, WI
• 06/2015 → 09/2020
  Ssn Advisory, Inc.
  Brookfield, WI
• 09/2020 → 06/2024
  Securities America, Inc.
  Waukesha, WI
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Waukesha, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Marshfield, WI
• 06/2024 → Present
  Osaic Wealth, Inc.
  Marshfield, WI

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Waukesha, WI
• 2015-06-10 → 2020-09-18
  Ssn Advisory, Inc.
  Green Bay, WI
• 2014-04-01 → 2015-06-08
  Wells Fargo Clearing Services, Llc
  Escanaba, MI
  Duluth, MN

Other Businesses

1. COURTS FINANCIAL STRATEGIES LLC POSITION: Owner, manager, advisor. NATURE: Name of my Wealth Management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/12/2020 ADDRESS: 2727 N Grandview Blvd Ste 208, Waukesha WI 53188 DESCRIPTION: Financial planning, retirement planning, asset management, insurance. 2. COURTS FINANCIAL STRATEGIES LLC POSITION: Owner/ Manager NATURE: Tax Preparation and Tax Planning. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 02/03/2020 ADDRESS: 2727 N Grandview Blvd, Ste 208, Waukesha WI 53188 DESCRIPTION: Tax preparation. Assisting tax filers with IRS questions. Tax planning and financial planning. Tax consulting for personal and small businesses. 3. DBA - Courts Financial Strategies, LLC 4. E4INSURANCE POSITION: I am an agent to sell insurance products NATURE: LLC Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 12/01/2024 ADDRESS: 951 Kimball Ln #206, Verona WI 53593, United States DESCRIPTION: I use this agency to help in financial and strategic advanced planning to find solutions for clients that best meet their needs. 5. EXECUTOR OF PARENT'S ESTATE POSITION: Executor NATURE: Estate or Trust for Michael and LaVerle Courts INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/10/2025 ADDRESS: 25279 County Road 4, Nisswa MN 54156, United States DESCRIPTION: Fulfill the requests and facilitate the management and transfer of assets in the liquidation of my parents estate upon their future passing and while they are incapacitated.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-31
• S63 Uniform Securities Agent State Law Examination
  2014-03-11

Other Names

• Kenneth Courts