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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-04-03 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities | Buffalo | NY | 11/2013 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 04/2017 | 04/2018 |
| Bank Of America, N.A. | Buffalo | NY | 07/2017 | 04/2018 |
| Citizens Bank | East Amherst | NY | 04/2018 | 10/2019 |
| Citizens Securities Inc. | East Amherst | NY | 04/2018 | 10/2019 |
| Citizens Securities, Inc | Amherst | NY | 10/2019 | 12/2019 |
| Citizens Bank | Amherst | NY | 10/2019 | 12/2019 |
| Citizens Securities, Inc. | Williamsville | NY | 12/2019 | 04/2021 |
| Personal Capital Advisors Corporation | Saint Johns | FL | 07/2021 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2023 | Present |
Secret Oaks Home Owners Association / Treasurer. Collect annual dues, manage bank account, pay contractors for services and create quarterly and annual reports.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-19 |
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