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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-04-21
TX RA APPROVED 2025-04-21
FL RA APPROVED 2024-10-18
IL RA APPROVED 2024-01-19
  • NC RA
    APPROVED
    Since 2025-04-21
  • TX RA
    APPROVED
    Since 2025-04-21
  • FL RA
    APPROVED
    Since 2024-10-18
  • IL RA
    APPROVED
    Since 2024-01-19

Branch Locations

430 N Main Street, East Peoria, IL 61611 • United States

Bonita Springs, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Investment Services Peoria IL 01/2018 Present
Dillards Fort Myers FL 06/2016 01/2018
Woodbury Financial Services Inc East Peoria IL 07/2020 01/2024
Osaic Wealth, Inc. East Peoria IL 01/2024 Present
  • 01/2018 → Present
    Legacy Investment Services
    Peoria, IL
  • 06/2016 → 01/2018
    Dillards
    Fort Myers, FL
  • 07/2020 → 01/2024
    Woodbury Financial Services Inc
    East Peoria, IL
  • 01/2024 → Present
    East Peoria, IL
Previous Registrations
  • 2023-09-13 → 2024-01-19
    Woodbury Financial Services, Inc.
    East Peoria, IL
Other Businesses

1. LEGACY HR POSITION: Admin/ Paraplanner NATURE: Legacy HR is my employer as it related to the business I handle for Marc Minor I believe it Is a corporation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 173 START DATE: 09/01/2020 ADDRESS: 430 N Main St, East Peoria IL 61611, United States DESCRIPTION: I am Marc's assistant. I take notes from client meetings and build client plans in Advisor Controls. 2. ADVISOR CONTROLS POSITION: Director of Business Development NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 3 START DATE: 04/01/2024 ADDRESS: 202 East Main St, West Jefferson NC 28694, United States DESCRIPTION: Grow and retain client relationships.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-05
S63 Uniform Securities Agent State Law Examination 2023-03-31
  • S65 Uniform Investment Adviser Law Examination
    2023-09-05
  • S63 Uniform Securities Agent State Law Examination
    2023-03-31
Other Names
  • Collin James Minor
  • Collin Minor

View on SEC IAPD

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