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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-21 |
| TX | RA | APPROVED | 2025-04-21 |
| FL | RA | APPROVED | 2024-10-18 |
| IL | RA | APPROVED | 2024-01-19 |
Branch Locations
430 N Main Street, East Peoria, IL 61611 • United States
Bonita Springs, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legacy Investment Services | Peoria | IL | 01/2018 | Present |
| Dillards | Fort Myers | FL | 06/2016 | 01/2018 |
| Woodbury Financial Services Inc | East Peoria | IL | 07/2020 | 01/2024 |
| Osaic Wealth, Inc. | East Peoria | IL | 01/2024 | Present |
1. LEGACY HR POSITION: Admin/ Paraplanner NATURE: Legacy HR is my employer as it related to the business I handle for Marc Minor I believe it Is a corporation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 173 SECURITIES TRADING HOURS: 173 START DATE: 09/01/2020 ADDRESS: 430 N Main St, East Peoria IL 61611, United States DESCRIPTION: I am Marc's assistant. I take notes from client meetings and build client plans in Advisor Controls. 2. ADVISOR CONTROLS POSITION: Director of Business Development NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 3 START DATE: 04/01/2024 ADDRESS: 202 East Main St, West Jefferson NC 28694, United States DESCRIPTION: Grow and retain client relationships.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-31 |
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