Best Investors Account Sign in

Gregory Hunter Dudzik

Rbc Capital Markets, LLC

Providence, RI

Warwick, RI

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2020-10-13
TX RA APPROVED 2020-10-13
  • RI RA
    APPROVED
    Since 2020-10-13
  • TX RA
    APPROVED
    Since 2020-10-13

Branch Locations

500 Exchange Street Suite 1102, Providence, RI 02903-2637 • United States

Warwick, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invesco Distributors, Inc. Houston TX 12/2016 07/2018
Unemployed Boston MA 08/2016 12/2016
Janney Montgomery Scott, Llc Providence RI 07/2018 10/2020
Rbc Capital Markets, Llc Providence RI 10/2020 Present
City National Bank Providence RI 03/2021 Present
  • 12/2016 → 07/2018
    Invesco Distributors, Inc.
    Houston, TX
  • 08/2016 → 12/2016
    Unemployed
    Boston, MA
  • 07/2018 → 10/2020
    Janney Montgomery Scott, Llc
    Providence, RI
  • 10/2020 → Present
    Rbc Capital Markets, Llc
    Providence, RI
  • 03/2021 → Present
    City National Bank
    Providence, RI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-21
S63 Uniform Securities Agent State Law Examination 2013-09-13
  • S65 Uniform Investment Adviser Law Examination
    2017-01-21
  • S63 Uniform Securities Agent State Law Examination
    2013-09-13
Designations

View on SEC IAPD

Other Firms

PARSONS CAPITAL MANAGEMENT INC
ERNST & YOUNG INVESTMENT ADVISERS LLP
BLUE FIN CAPITAL, INC.
WASHINGTON TRUST ADVISORS
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BARRETT & COMPANY
WELLTH ADVISORY SERVICES, LLC
WEYBOSSET RESEARCH & MANAGEMENT, LLC

Other Investors

JOHN HENRY MULLEN
ANDREW E. SNAPE
GREGORY JOSEPH LAVINE
JOHN BOND TREVOR
JOAN MARIE CAINE
CHARLES BATEMAN PARSONS
EDWIN G FISCHER
STACEY LEA STERNBERG

Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI
BLUE FIN CAPITAL, INC. · PROVIDENCE, RI
WASHINGTON TRUST ADVISORS · Providence, RI
WASHINGTON TRUST ADVISORS · Providence, RI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI
BARRETT & COMPANY · PROVIDENCE, RI

More in Providence, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor