Christopher James Zuaro

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 09/2019
  Allstate Insurance Co
  Palmdale, CA
• 09/2019 → 11/2019
  First Command
  Fort Worth, TX
• 11/2019 → 11/2021
  First Command Advisory Services, Inc.
  Fort Worth, TX
• 11/2019 → 11/2021
  First Command Financial Planning, Inc.
  Fort Worth, TX
• 11/2019 → 11/2021
  First Command Insurance Services, Inc.
  Fort Worth, TX
• 12/2021 → 12/2024
  Scf Securities, Inc
  Fresno, CA
• 12/2021 → 12/2024
  Scf Investment Advisors, Inc
  Fresno, CA
• 12/2024 → Present
  Lpl Financial Llc
  Palmdale, CA

Previous Registrations

• 2021-12-01 → 2024-12-02
  Scf Investment Advisors, Inc.
  Lancaster, CA
  San Diego, CA
• 2019-11-25 → 2021-12-10
  First Command Advisory Services
  Rosamond, CA
  Fort Worth, TX

Other Businesses

1) 08/2024 - Kelly Financial Group / Non-Variable Insurance / Inv. Related / Lancaster, CA 93534 / Start date 12/01/2021 - 4 Hrs per month - 5 % Time Spent 2) 08/2024 - Kelly Financial Group / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 40 Hrs per month - 10% Time Spent

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-11-13
• S63 Uniform Securities Agent State Law Examination
  2016-03-21

Other Names

• Chris Zuaro