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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2012-07-31
  • GA RA
    APPROVED
    Since 2012-07-31

Branch Locations

2520 Northwinds Pkwy Ste 200 [G9-Rbo], Alpharetta, GA 30009 • United States

2520 Northwinds Pkwy Ste 200 Two Northwinds Center, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Atlanta GA 07/2012 11/2016
Wells Fargo Bank Na Atlanta GA 07/2012 Present
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 Present
  • 07/2012 → 11/2016
    Wells Fargo Advisors Llc
    Atlanta, GA
  • 07/2012 → Present
    Wells Fargo Bank Na
    Atlanta, GA
  • 11/2016 → Present
    Atlanta, GA
Previous Registrations
Other Businesses

PEAK VIEW, LLC; INVESTMENT RELATED; BIG CANOE,GA; 50% OWNERSHIP WITH SPOUSE; START DATE 08/20/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-24
  • S66 Uniform Combined State Law Examination
    2010-09-24
Other Names
  • Howard Sparrow
  • Howard Lucas Sparrow
  • Howard Lucas Sparrow

View on SEC IAPD

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