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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-17 |
| ND | RA | APPROVED | 2015-06-08 |
Branch Locations
4334 18Th Ave S Ste 103, Fargo, ND 58103 • United States
Horace, ND • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Sioux Falls | SD | 11/2013 | Present |
| Principal Securities Inc | Sioux Falls | SD | 03/2016 | Present |
**FIXED INSURANCE, LIFE, ANNUITIES, DI, LTC, HEALTH, 8/5/15. **Tri-J Partners LLC; Not Investment Related; Fargo, ND; Co-Owner; Entity set up to manage shared leased office space and expenses associated with it. No income derived by business, pass through for rent and other expenses. Handles bookkeeping for the company; Start Date: 03/01/2018; 0 hrs per month; 0 during trading hours. **JESSE CLARK BUSINESS LLC POSITION: Employee and Benefits enroller for fixed life, health, and disability. NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/23/2024 ADDRESS: 4334 18th Ave S, Ste 103, Fargo ND 58103, United States DESCRIPTION: Enrolling Sanford employees and reviewing their employee benefits offered to them during their enrollment period and when they are newly eligible.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2013-12-10 |
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