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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Pottsville | PA | 03/2015 | 07/2021 |
| Edna L. Smith | Camp Hill | PA | 03/2015 | 07/2021 |
| Various Insurance Carriers For W&R Insurnace Agencies | North Wales | PA | 04/2015 | 07/2021 |
| El And Tb Smith, Inc | Pottsville | PA | 11/2013 | 07/2021 |
| Lpl Financial Llc | Orwigsburg | PA | 07/2021 | Present |
1) 2018 - Advisemint Financial Partners / DBA for LPL Business (entity for LPL business) / Investment Related / 0HR / MO / 1253 Centre Turnpike, Orwigsburg, PA 17961 2) 2013 - E L and T B Smith, Inc / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 0HR / MO / 1308 Mahantongo St., Pottsville , PA, 17901
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-14 |
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