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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | St. Louis | MO | 01/2014 | 09/2018 |
| Td Ameritrade, Inc. | St Louis | MO | 02/2018 | 12/2022 |
| Charles Schwab & Co., Inc. | Chesterfield | MO | 12/2022 | Present |
| Charles Schwab Bank, Ssb | Chesterfield | MO | 12/2022 | Present |
Name of Outside Business:Isagenix; Investment Related:No; Address of Outside Business:wentzville, mo; Nature of Outside Business:Retail Sales; Position:Associate; Start Date:3/2/2017; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: I am able to refer people to the product and make income off those referrals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-04-14 |
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