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Embarcadero Capital Advisors, Inc. CRD 329285
$60.0M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
23151 Verdugo Drive Suite 106, Laguna Hills, CA 92653 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-21 |
| NV | RA | APPROVED | 2025-05-09 |
| TX | RA | APPROVED | 2025-04-26 |
| CA | RA | APPROVED | 2024-01-10 |
Branch Locations
23151 Verdugo Drive Suite 106, Laguna Hills, CA 92653 • United States
San Francisco, CA • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 12/2013 | 09/2020 |
| January Capital Advisors, Llc | San Francisco | CA | 09/2020 | 12/2023 |
| Embarcadero Capital Advisors, Inc. | Laguna Hills | CA | 01/2024 | Present |
| The Leaders Group, Inc. | Littleton | CO | 06/2024 | 10/2025 |
| Independent Insurance Agent | Laguna Hills | CA | 06/2024 | Present |
1. INDEPENDENT INSURANCE AGENT; INVESTMENT-RELATED; 23151 VERDUGO DRIVE, LAGUNA HILLS, CA 92653; INSURANCE, INDEPENDENT INSURANCE AGENT; START 6/17/2024; APPROX 4 HRS/MO; 4 HRS/MO (DURING TRADING HOURS).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-10 |
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