Best Investors Account Sign in

Patrick Leonard Neel

Wells Fargo Clearing Services, LLC

Chattanooga, TN

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-01-30
TX RA APPROVED_RES 2017-01-25
  • TN RA
    APPROVED
    Since 2017-01-30
  • TX RA
    APPROVED_RES
    Since 2017-01-25

Branch Locations

412 Georgia Ave Ste 215, Chattanooga, TN 37403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2013 01/2017
Wells Fargo Clearing Services, Llc Chattanooga TN 01/2017 Present
Previous Registrations
  • 2014-03-24 → 2017-01-26
    Edward Jones
    Hixson, TN
    St Louis, MO
    Chattanooga, TN
    Hixson, TN
Other Businesses

EXECUTOR FOR WIFE'S STEP MOTHER, INVT RELATED, HIXSON, TN, START DATE 1/11/2024, 1 HR PER MONTH AND DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-24
  • S66 Uniform Combined State Law Examination
    2014-01-24

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EQUITABLE ADVISORS, LLC
ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
PFS INVESTMENTS INC.
OSAIC WEALTH, INC.

Other Investors

Julie Cook Elsea
Dennis Keith Wolfe
Anthony Mark D'Andrea
Lisa Wink Listecki
Austin David Cone
Evan Bennett Russell
DILLON DEAN GEORGE
WILLIAM PAUL EVANS

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chattanooga, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chattanooga, TN
EQUITABLE ADVISORS, LLC · CHATTANOOGA, TN
ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT · Chattanooga, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chatanooga, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chattanooga, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Chatanooga, TN
AMERIPRISE FINANCIAL SERVICES, LLC · Chattanooga, TN

More in Chattanooga, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor