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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-11-15 |
| SC | RA | APPROVED | 2018-10-19 |
| MO | RA | APPROVED | 2017-10-18 |
| TX | RA | APPROVED_RES | 2016-03-17 |
| SD | RA | APPROVED | 2007-07-26 |
Branch Locations
140 E Jackson Blvd, Spearfish, SD 57783 • United States
102 Main Street, Buffalo, SD 57720 • United States
700 State Street, Belle Fourche, SD 57717 • United States
2018 Mount Rushmore Rd, Rapid City, SD 57701 • United States
2611 Lazelle Street, Sturgis, SD 57785 • United States
2001 W Omaha Street, Rapid City, SD 57702 • United States
125 East Colorado Ste 1A, Spearfish, SD 57783 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Belle Fourche | SD | 07/2007 | Present |
1. 07/23/07 - LPL FINANCIAL LLC - INV REL - fis-dual employee there are no bank employee responsibilities paid by Pioneer Bank and Trust 2. 2/28/2017 - Pioneer Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/16/2017 - 160 Hours Per Month/130 During Securities Trading. 3. 3/9/2021 - Pioneer Bank & Trust - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 02/15/2021 - 64 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-26 |
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