Alan Lawrence John Fernandes

Employer firm

Geneos Wealth Management, Inc. CRD 120894

$9.22B regulatory AUM 139 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → 09/2022
  People'S United Bank
  Bridgeport, CT
• 11/2013 → 01/2019
  People'S Securities, Inc.
  Bridgeport, CT
• 09/2022 → 08/2024
  M&T Bank
  Westport, CT
• 09/2024 → 10/2024
  Unemployed
  Trumbull, CT
• 10/2024 → Present
  Harbor West
  Westport, CT
• 10/2024 → Present
  Geneos Wealth Management
  Westport, CT
• 01/2025 → Present
  Geneos Wealth Management Inc
  Fairfield, CT
• 01/2025 → Present
  Harbor West
  Fairfield, CT

Other Businesses

1) DBA: will work under HARBOR WEST non investment related business located at branch location - 40 hours per week /part time assistant role. 2) NOTARY PUBLIC. 3) Independent Rep with various companies for FIXED INSURANCE SALES. 4) BUSINESS NETWORKING INTERNATIONAL TRIBURY-PRESIDENT.

Exams

• S66 Uniform Combined State Law Examination
  2024-12-13
• S63 Uniform Securities Agent State Law Examination
  2014-06-17