Joseph Anthony Caputo

Employer firm

Baltimore-Washington Financial Advisors CRD 159388

$2.99B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars
• TAX PREPARATION AND TAX PLANNING, BUSINESS SUCCESSION PLANNING, EMPLOYER-SPONSORED RETIREMENT PLAN SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → Present
  Baltimore-Washington Financial Advisors, Inc.
  Columbia, MD

Previous Registrations

• 2008-02-20 → 2012-09-18
  Wells Fargo Clearing Services, Llc
  Annapolis, MD
  Columbia, MD

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-19
• S63 Uniform Securities Agent State Law Examination
  2006-11-02

Designations

• Certified Financial Planner