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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-10-19 |
Branch Locations
503 N Euclid Ave, Ste. 9A, Bay City, MI 48706 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lep Consulting Plc | Bay City | MI | 01/2013 | Present |
| Royal Alliance | Bay City | MI | 12/2013 | 10/2020 |
| Lpl Financial Llc | Bay City | MI | 10/2020 | Present |
1)10/13/2020 - Peterson Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 11/2014 2)10/16/2020 - Arielle Peterson Duranczyk - Non-Variable Insurance - inv rel - at reported business location(s) - start: 01/2018 - 2 hr/mth 3)10/13/2020 - LEP Consulting, PLC - Tax Prep/Accounting/CPA - inv rel - at reported business location(s) - start: 01/2009
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-22 |
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